New York City Program on Finance & Law

Site Visits and Briefings

Center on Financial Services Law, “Derivatives Legislation” - Presented by Ronald H. Filler, Professor and Director

Financial Industry Regulatory Association (FINRA), “The Role of Self-Regulatory Organizations” - Presented by William Jannace, Managing Director, FINRA and Grace B. Vogel, Executive Vice President, FINRA

Futures Industry Association (FIA), “OTC Clearing” - Presented by Gary Alan DeWaal ‘80), Special Counsel, Katten Muchin Rosenman, and Retired Senior Managing Director and Group General Counsel, Newedge USA

Hogan and Lovells, “Current Topics in International Media and Entertainment Law” and “International Tax Implications of a Cross-Border Transaction” - Presented by Mark J. Weinstein ‘81), Partner, Hogan and Lovells

International Swaps and Derivatives Association, "Current Issues Confronting ISDA and the Regulation of OTC Derivatives" - Presented by Robert G. Pickel, CEO, ISDA

New York Mercantile Exchange (NYMEX), “Regulation of Commodity Futures Trading” - Presented by Nancy Minett, Vice President, Compliance Department, NYMEX

New York State Bar Association Derivatives and Structured Products Law Committee, “Derivatives Litigation - Developments and Recurring Themes” - Presented by James Everett ‘83), Capital Markets Counsel, N.Y. State Insurance Department

NYSE Euronext, “Recent Developments in Trading and Technology” - Presented by Joseph M. Mecane, Executive Vice President and Chief Administrative Officer for U.S. Markets, NYSE Euronext

Proskauer Rose, “The Changing Role of In-House Counsel” by Gary Alan DeWaal ‘80), Special Counsel, Katten Muchin Rosenman, and Retired Senior Managing Director and Group General Counsel, Newedge USA